| 07/31/08 |
CIEBA's Comments on S. 3268, the Stop Excessive Speculation Act |
|
05/02/08 |
Letter to Director Golden on the proposed FASB Staff Position. |
|
05/02/08 |
Letter to PBGC Board and Director Millard on Investment Policy |
|
12/11/07 |
Letter to Chairman Baucus on Delaying PPA Implementation |
|
12/11/07 |
Letter to Chairman Kennedy on Delaying PPA Implementation |
|
12/11/07 |
Letter to Senator Grassley on Delaying PPA Implementation |
|
12/11/07 |
Letter to Senator Enzi on Delaying PPA Implementation |
|
11/01/07 |
Comment Letter to Congressman Pomeroy |
|
11/01/07 |
Comment Letter to Congressman Cantor |
|
7/24/07 |
Comment Letter to Department of Labor on Fee Disclosure |
|
6/13/07 |
Letter to the Senate Finance Committee on IRS "Greater of" Interpretation |
|
4/13/07 |
Comment Letter to FASB on Valuation Guidance for Financial Reporting |
|
3/9/07 |
Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles |
|
11/10/06 |
Default Investment Regulation/QDIA Comment Letter |
|
05/31/06 |
Employers' Accounting for Defined Benefit Pension and Other Postretirement Plans, an amendment of FASB Statements No. 87, 88, 106, and 132(R) |
|
08/12/05 |
Letter to SEC Regarding Proposed Rule on Regulation NMS (National Market System) |
|
01/25/05 |
Letter to SEC Regarding Proposed Rule on Regulation NMS (National Market System) |
|
07/29/04 |
PTE 96-23 Amendments |
|
07/16/04 |
Cross-Trading and INHAM/QPAM Exemptions |
|
06/24/04 |
Proposed Rule on Regulation NMS (National Market System) |
|
02/06/04 |
Letter to SEC Regarding Proposed Rule Amendments to Rules Governing
Pricing of Mutual Fund Shares |
|
12/22/03 |
Letter to SEC Regarding Proposed Rule Security Holder Director Nominations |
|
06/13/03 |
Letter to SEC Regarding Possible Changes to Proxy Rules |
|
04/16/03 |
Reference: GIPS Venture Capital and Private Equity Provisions |
|
02/21/03 |
CIEBA Request for Class Exemption Regarding CrossTrading by or under
the Supervision of an In-house Asset Manager |
|
02/13/03 |
CIEBA of AFP Supports Changes to Pension Funding Discount Rate |
|
11/15/02 |
Letter Elliot Spitzer concerning the use of lawsuits as the means
to address conflicts of interest between research and investment banking |
|
06/18/02 |
Letter to Richard Grasso, Chairman and CEO, NYSE: Re: CIEBA Commends
the Work of the New York Stock Exchange Committee on Corporate Accountability
and Listing Standards |
|
06/18/02 |
Letter to Rep. Cardin and Rep. Portman: Re: CIEBA Support of Enactment of H.R. 4931,
The Retirement Savings Security Act of 2002 |
|
12/3/01 |
Scope Exceptions: Contracts Subject to Statement 35, Statement of
110 or Statement Position 94-4. |
|
08/10/01 |
Letter and Application to Karen Lloyd: Re: Application No. D-11024 |
|
06/29/01 |
Letter to Ivan Strasfeld: Re: CIEBA Request for "Cross Trading" Class
Exemption |
|
06/08/01 |
Letter to Robert Pickel, Esq: Re: Proposed Amendments to 1992 ISDA
Master Agreement |
|
01/12/01 |
CIEBA Response to DOL Disclosure Obligations Under ERISA; Request
for Information; Notice (09/14/00) |
|
10/25/00 |
House
and Senate Members: Re: H.R. 1102 Tax Relief Bill |
|
07/17/00 |
2000 W Allen Reed Letter |
|
06/02/00 |
Letter to E.F. Williams:
Proposed Class Exemption for Securities Cross-Traded by Index/Model-Driven Funds |
|
05/12/00 |
Letter to Jonathan Katz: Re: File No. SR-NYSE-99-48 |
|
02/14/00 |
CIEBA comments to DOL on Class Exemption for Securities Cross-Trade |
|
01/24/00 |
CIEBA comments to SEC on Role of Independant Directors of Investment
Companies |
|
07/10/99 |
Letter to the Honorable Bill Archer on 401(k) Protection Act |
|
01/29/99 |
Letter to Mr. David M. Strauss on the impact of tax revenues on defined
benefit Plans |
|
05/19/98 |
Letter to Pension and Welfare Benefit Administration on cross trades
of securities |
|
04/28/98 |
Recommendation on Defined Contribution Fee Disclosure |
|
1997 |
Top 50 List of Underfunded Defined Benefit Pension Plans Eliminated |
|
11/12/97 |
Letter to Dept. of Labor on Form 5500 |
|
07/21/97 |
Letter to the Honorable Newt Gingrich on the Boxer Amendment |
|
07/18/97 |
Letter to the Honorable Dick Armey on the Boxer Amendment |
|
07/14/97 |
Letter to the Honorable John Kasich 401(k) Protection Act |
|
05/15/97 |
Letter to PBGC Regarding the Adoption of More Current Mortality Tables
for Benefit Valuation and Asset Allocation |
|
05/15/97 |
Letter to Office of the General Counsel on mortality tables |
|
04/09/97 |
Letter to the Honorable Harris Fawell on the Savers Act |
|
04/07/97 |
Letter to the Honorable Barbara Boxer on limiting investment in employer
stock |
|
02/03/97 |
Letter to GAO on assets supported by insurance general accounts |
|
09/19/96 |
Letter to the Honorable Barbara Boxer on Section 1837 |
|
02/05/96 |
Letter to the Honorable Olena Berg on the bulletin on participation
investment information |
|
10/17/95 |
Letter to the Honorable Bill Archer on pension asset transfer provision |
|
10/05/95 |
Letter to the Honorable Olena Berg on Key Savings and Investment
Concepts |
|
07/28/95 |
Letter to Mr. Ivan Strasfeld on proposed class exemption |
|
07/24/95 |
Letter to Principles Drafting Committee |
|
07/01/94 |
Letter to the Honorable Edward Markey opposing derivatives legislation |
|
06/01/94 |
Letter to the Honorable Daniel Patrick Moynihan opposing Section
901 |
|
12/15/93 |
Letter to Ms. Susan Hicks on Reporting on Investment Contracts |
|
11/08/93 |
Letter to President William Clinton on NAFTA |
|
11/02/93 |
Letter to the Honorable Dan Rostenkowski on Unrelated Business Tax
Income |
|
10/18/93 |
Thank you letter to Ms. Sandra Kinet |
|
09/23/93 |
Investment Practices of ERISA-Governed U.S. Benefit Plans |
|
06/28/93 |
Letter to the Honorable Olena Berg on proposed prohibition transaction
exemption for real estate performance fees |
|
06/28/93 |
Letter to Mr. Jonathan Katz on securities transaction settlements |
|
09/21/92 |
Letter to Mr. Jonathan Katz on Bachmann Task Force Report |
|
06/24/92 |
Letter to Mr. Melvin Thomas on real estate issues for institutional
investors |
|
03/13/92 |
Letter to Mr. Jonathan Katz regarding Release No. IA-1299 |
|
10/03/91 |
Letter to the Honorable David Ball on participant directed individual
accounts |
|
09/24/91 |
Letter to the Honorable Ann Combs on foreign exchange class redemptions |
|
05/13/91 |
Letter to the Office of Regulations and Interpretations on reposed
404(c) regulations |
|
02/25/91 |
Letter to Ms. Linda Quinn on corporate proxy rules |
|
09/14/90 |
Letter to Ms. Jean Webb on CME |
|
03/15/89 |
Appreciation letter to Mr. Peter McPherson |
|
08/06/87 |
Letter to Ms. Jean Webb on CME |
|
07/06/87 |
Letter to Mr. William Proxmire on Section 1323 |
|
12/05/86 |
Letter to Mr. Jonathan Katz on NYSE listing |
| 1993 |
Comments
on Circuit Breakers |
